During the past month, there have been several significant policy and regulatory developments impacting trading and market structure in the equities markets. These include:
• US Court of Appeals Issues Decision on SEC Market Data Governance Order
• SEC Re-Proposes Amendments to Exemption from National Securities Association Membership
• US Court of Appeals Issues Decision on Challenge to IEX D-Limit Approval
• SEC Signals Soft Dollar Guidance
• Jaime Lizárraga Sworn in as SEC Commissioner
During the past month, there have been several significant policy and regulatory developments impacting trading and market structure in the equities markets. These include:
• US Court of Appeals Issues Decision on SEC Market Data Governance Order
• SEC Re-Proposes Amendments to Exemption from National Securities Association Membership
• US Court of Appeals Issues Decision on Challenge to IEX D-Limit Approval
• SEC Signals Soft Dollar Guidance
• Jaime Lizárraga Sworn in as SEC Commissioner