Planned Addition of IntelligentCross to FINRA Alternative Display Facility

In accordance with regulatory requirements, IntelligentCross is issuing a pre-quotation notice to advise that the IntelligentCross ATS intends to become an active quoting participant on FINRA’s Alternative Display Facility (“ADF”).

Pending Securities and Exchange Commission (SEC) approval, IntelligentCross intends to begin quoting both CTA and UTP listed securities on the ADF on or after Monday, March 27, 2023 (the earliest possible “go live” date). Further details around the implementation will be distributed closer to the “go live” date.

Additional information regarding IntelligentCross’ operations including relevant connectivity and access technical specifications and related fees is available in IntelligentCross’ ATS-N filing, which can be found on the SEC’s website, as well in the FAQs on IntelligentCross’ website which can be found here.

Specifications around IntelligentCross’ market data feed – IQX – can be found here. In addition, IntelligentCross FIX specifications and an IntelligentCross subscriber agreement can be obtained by contacting IntelligentCross Operations at (212) 621-9640 or at ops@intelligentcross.com.

Current Industry-Wide Saturday User Acceptance Test Dates:

• Saturday, January 21, 2023 (CTA and UTP)

• Saturday, February 25, 2023 (CTA and UTP)

• Saturday, March 11, 2023 (UTP Only)

• Saturday, March 25, 2023 (CTA and UTP)

Further information on the ADF also can be found on FINRA’s website at https://www.finra.org/filing-reporting/alternative-display-facililty-adf.

Any general questions may be directed to IntelligentCross Operations at (212) 621-9640 or at ops@intelligentcross.com, or to FINRA Operations at (866) 776-0800.