Regulatory and Policy Developments

During the past month, there have been several significant policy and regulatory developments impacting trading and market structure in the equities markets. These include:  

• US Court of Appeals Issues Decision on SEC Market Data Governance Order

• SEC Re-Proposes Amendments to Exemption from National Securities Association Membership

• US Court of Appeals Issues Decision on Challenge to IEX D-Limit Approval

• SEC Signals Soft Dollar Guidance

• Jaime Lizárraga Sworn in as SEC Commissioner‍ ‍

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