During the past month, there have been several significant policy and regulatory developments impacting trading and market structure in the equities markets. These include:
• US Court of Appeals Issues Decision on SEC Market Data Governance Order
• SEC Re-Proposes Amendments to Exemption from National Securities Association Membership
• US Court of Appeals Issues Decision on Challenge to IEX D-Limit Approval
• SEC Signals Soft Dollar Guidance
• Jaime Lizárraga Sworn in as SEC Commissioner
